SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 30)*
Icahn Enterprises L.P.
(Name of Issuer)
Depositary Units Representing Limited Partner Interests
(Title of Class of Securities)
029169 10 9
(CUSIP Number)
Keith Schaitkin
Deputy General Counsel
Icahn Associates Corp.
767 Fifth Avenue, 47th Floor
New York, New York 10153
(212) 702-4300
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
January 15, 2010
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box / /.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7(b) for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Arnos Sub Corp.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
2,622,745
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
2,622,745
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,622,745
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.25%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Barberry Corp.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
2,447,786
8 SHARED VOTING POWER
6,392,315
9 SOLE DISPOSITIVE POWER
2,447,786
10 SHARED DISPOSITIVE POWER
6,392,315
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,840,101
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.94%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Caboose Holding LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
2,106,228
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
2,106,228
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,106,228
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.61%
14 TYPE OF REPORTING PERSON
OO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
CCI Offshore LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
1,706,723
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
1,706,723
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,706,723
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.11%
14 TYPE OF REPORTING PERSON
OO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
CCI Onshore LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
3,515,515
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
3,515,515
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,515,515
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.35%
14 TYPE OF REPORTING PERSON
OO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Gascon Partners
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
11,892,167
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
11,892,167
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,892,167
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.72%
14 TYPE OF REPORTING PERSON
PN
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
High Coast Limited Partnership
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
38,509,836
8 SHARED VOTING POWER
3,515,515
9 SOLE DISPOSITIVE POWER
38,509,836
10 SHARED DISPOSITIVE POWER
3,515,515
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
42,025,351
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
52.01%
14 TYPE OF REPORTING PERSON
PN
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Highcrest Investors Corp.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
3,866,379
8 SHARED VOTING POWER
2,622,745
9 SOLE DISPOSITIVE POWER
3,866,379
10 SHARED DISPOSITIVE POWER
2,622,745
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,489,124
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.03%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Icahn Management LP
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
3,410,441
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
3,410,441
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,410,441
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.22%
14 TYPE OF REPORTING PERSON
PN
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Modal LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
428,752
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
428,752
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
428,752
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.53%
14 TYPE OF REPORTING PERSON
OO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Thornwood Associates Limited Partnership
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
4,286,087
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
4,286,087
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,286,087
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.30%
14 TYPE OF REPORTING PERSON
PN
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Arnos Corp.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
2,622,745
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
2,622,745
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,622,745
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.25%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Unicorn Associates Corporation
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
2,622,745
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
2,622,745
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,622,745
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.25%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
ACF Industries Holding Corp.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
2,622,745
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
2,622,745
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,622,745
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.25%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Buffalo Investors Corp.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
6,489,124
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
6,489,124
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,489,124
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.03%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Starfire Holding Corporation
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
6,489,124
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
6,489,124
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,489,124
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.03%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Odysseus Holding Corp.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,706,723
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,706,723
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,706,723
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.11%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Little Meadow Corp.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
53,917,518
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
53,917,518
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
53,917,518
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
66.72%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
CCI Manager LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,410,441
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,410,441
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,410,441
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.22%
14 TYPE OF REPORTING PERSON
OO
SCHEDULE 13D
CUSIP No. 029169 10 9
1 NAME OF REPORTING PERSON
Carl C. Icahn
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /x/
(b) / /
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
74,792,659
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
74,792,659
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
74,792,659
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / /
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
92.56%
14 TYPE OF REPORTING PERSON
IN
SCHEDULE 13D - Amendment No. 30
Item 1. Security and Issuer
The Schedule 13D filed with the U.S. Securities and Exchange Commission ("SEC")
on September 24, 1990, as previously amended (the "Initial 13D"), is hereby
further amended to furnish the additional information set forth in this
Amendment No. 30 to the Initial 13D. All capitalized terms contained herein but
not otherwise defined shall have the meanings ascribed to such terms in the
Initial 13D. This filing relates to the depositary units of the Issuer, Icahn
Enterprises L.P., a Delaware Limited Partnership (the "Depositary Units"). The
address of the principal executive office of the Issuer is 767 Fifth Avenue,
47th Floor, New York, NY 10153.
Item 2. Identity and Background
Item 2 of the Initial 13D is hereby amended by the addition of the following:
Each of Arnos Sub Corp., a Delaware corporation ("Arnos Sub"), Arnos Corp., a
Nevada corporation ("Arnos"), Caboose Holding LLC, a Delaware limited liability
company ("Caboose"), and Modal LLC, a Delaware limited liability company
("Modal"), shall be included within the definition of the term "Reporting
Persons." Each of Arnos Sub, Arnos, Caboose and Modal is primarily engaged in
the business of holding securities. The principal business address of each of
Arnos Sub, Arnos, Caboose and Modal is 767 Fifth Avenue, 47th Floor, New York,
NY 10153.
Carl C. Icahn: (i) is the sole stockholder of Starfire, which is the sole
stockholder of Buffalo, which owns 99.3% of Highcrest, which is the sole
stockholder of ACF Holding, which is the sole stockholder of Unicorn, which is
the sole stockholder of Arnos, which is the sole stockholder of Arnos Sub; (ii)
the sole stockholder of Barberry, which is the managing member of Caboose; and
(iii) the sole member of Modal. As such, Mr. Icahn is in a position indirectly
to determine the investment and voting decisions made by each of Arnos Sub,
Arnos, Caboose and Modal. The name, citizenship, present principal occupation or
employment and business address of each director and executive officer of each
of Arnos Sub, Arnos, Caboose and Modal are set forth in Schedule A attached
hereto.
Neither Arnos Sub, Arnos, Caboose, Modal nor any manager or executive officer
thereof has, during the past five years, (a) been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors), or (b) been a
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting, or
mandating activities subject to, Federal or State securities laws or a finding
of any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of the Initial 13D is hereby amended by the addition of the following:
The information set forth below in Item 4 is incorporated herein by
reference.
Item 4. Purpose of Transaction
Item 4 of the Initial 13D is hereby amended by the addition of the following:
On January 15, 2010, the transactions contemplated by the Contribution and
Exchange Agreement dated as of January 12, 2010, by and among the Issuer,
Barberry, Beckton Corp., Koala Holding Limited Partnership, High River Limited
Partnership and Meadow Walk Limited Partnership (the "Viskase Agreement"), and
the Contribution and Exchange Agreement dated as of January 12, 2010, by and
among the Issuer, Barberry, Caboose, Modal and Beckton Corp. (the "ARI
Agreement" and together with the Viskase Agreement, the "Agreements"), were
consummated, pursuant to which, among other things: (i) 2,915,695 Depositary
Units in the aggregate were issued to Arnos Sub and Barberry in exchange for the
contribution to the Issuer of 25,560,929 shares of common stock of Viskase
Companies, Inc.; and (ii) 3,116,537 Depositary Units in the aggregate were
issued to Barberry, Caboose and Modal in exchange for the contribution to the
Issuer of 11,564,145 shares of common stock of American Railcar Industries, Inc.
Pursuant to the Agreements, the Depositary Units issued to Arnos Sub, Barberry,
Caboose and Modal will have certain registration rights. The foregoing
description of the Agreements does not purport to be complete and is qualified
in its entirety by reference to the full text of such documents, copies of which
are filed herewith as Exhibits 1 and 2 and are incorporated herein by reference.
Item 5. Interest in Securities of the Issuer
Item 5 of the Initial 13D is hereby amended and restated as follows:
(a) After taking the transactions described in Item 4 into account, the
Reporting Persons may be deemed to beneficially own, in the aggregate,
74,792,659 Depositary Units, representing approximately 92.56% of the Issuer's
outstanding Depositary Units, and 11,360,173 Preferred Units, representing
approximately 86.54% of the Issuer's outstanding Preferred Units (based upon:
(i) the 74,775,597 Depositary Units and 13,127,179 Preferred Units stated to be
outstanding as of November 2, 2009 by the Issuer in the Issuer's Form 10-Q
filing filed with the Securities and Exchange Commission on November 4, 2009;
and (ii) the 6,032,232 Depositary Units issued to Arnos Sub, Barberry, Caboose
and Modal in connection with the transactions described in Item 4).
(b) Arnos Sub has sole voting power and sole dispositive power with respect to
2,622,745 Depositary Units, representing approximately 3.25% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Arnos, Unicorn, ACF Holding, Highcrest, Buffalo, Starfire and Mr. Icahn
(by virtue of their relationships to Arnos Sub) may be deemed to indirectly
beneficially own the Depositary Units which Arnos Sub owns. Each of Arnos,
Unicorn, ACF Holding, Highcrest, Buffalo, Starfire and Mr. Icahn disclaims
beneficial ownership of the Depositary Units for all other purposes.
Barberry has sole voting power and sole dispositive power with respect to
2,447,786 Depositary Units, representing approximately 3.03% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
Mr. Icahn (by virtue of his relationship to Barberry) may be deemed to
indirectly beneficially own the Depositary Units which Barberry owns. Mr. Icahn
disclaims beneficial ownership of the Depositary Units for all other purposes.
Caboose has sole voting power and sole dispositive power with respect to
2,106,228 Depositary Units, representing approximately 2.61% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Barberry and Mr. Icahn (by virtue of their relationships to Caboose) may
be deemed to indirectly beneficially own the Depositary Units which Caboose
owns. Each of Barberry and Mr. Icahn disclaims beneficial ownership of the
Depositary Units for all other purposes.
CCI Offshore has sole voting power and sole dispositive power with respect to
1,706,723 Depositary Units, representing approximately 2.11% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Odysseus and Mr. Icahn (by virtue of their relationships to CCI
Offshore) may be deemed to indirectly beneficially own the Depositary Units
which CCI Offshore owns. Each of Odysseus and Mr. Icahn disclaims beneficial
ownership of the Depositary Units for all other purposes.
CCI Onshore has sole voting power and sole dispositive power with respect to
3,515,515 Depositary Units, representing approximately 4.35% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of High Coast, Little Meadow and Mr. Icahn (by virtue of their
relationships to CCI Onshore) may be deemed to indirectly beneficially own the
Depositary Units which CCI Onshore owns. Each of High Coast, Little Meadow and
Mr. Icahn disclaims beneficial ownership of the Depositary Units for all other
purposes.
Gascon has sole voting power and sole dispositive power with respect to
11,892,167 Depositary Units, representing approximately 14.72% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Little Meadow and Mr. Icahn (by virtue of their relationships to Gascon)
may be deemed to indirectly beneficially own the Depositary Units which Gascon
owns. Each of Little Meadow and Mr. Icahn disclaims beneficial ownership of the
Depositary Units for all other purposes.
High Coast has sole voting power and sole dispositive power with respect to
38,509,836 Depositary Units, representing approximately 47.66% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Little Meadow and Mr. Icahn (by virtue of their relationships to High
Coast) may be deemed to indirectly beneficially own the Depositary Units which
High Coast owns. Each of Little Meadow and Mr. Icahn disclaims beneficial
ownership of the Depositary Units for all other purposes.
Highcrest has sole voting power and sole dispositive power with respect to
3,866,379 Depositary Units, representing approximately 4.78% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Buffalo, Starfire and Mr. Icahn (by virtue of their relationships to
Highcrest) may be deemed to indirectly beneficially own the Depositary Units
which Highcrest owns. Each of Buffalo, Starfire and Mr. Icahn disclaims
beneficial ownership of the Depositary Units for all other purposes.
Icahn Management has sole voting power and sole dispositive power with respect
to 3,410,441 Depositary Units, representing approximately 4.22% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of CCI Manager and Mr. Icahn (by virtue of their relationships to Icahn
Management) may be deemed to indirectly beneficially own the Depositary Units
which Icahn Management owns. Each of CCI Manager and Mr. Icahn disclaims
beneficial ownership of the Depositary Units for all other purposes.
Modal has sole voting power and sole dispositive power with respect to 428,752
Depositary Units, representing approximately 0.53% of the Issuer's outstanding
Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act, Mr. Icahn
(by virtue of his relationship to Modal) may be deemed to indirectly
beneficially own the Depositary Units which Modal owns. Mr. Icahn disclaims
beneficial ownership of the Depositary Units for all other purposes.
Thornwood has sole voting power and sole dispositive power with respect to
4,286,087 Depositary Units, representing approximately 5.30% of the Issuer's
outstanding Depositary Units. Pursuant to Rule 13d-3(a) under the Exchange Act,
each of Barberry and Mr. Icahn (by virtue of their relationships to Thornwood)
may be deemed to indirectly beneficially own the Depositary Units which
Thornwood owns. Each of Barberry and Mr. Icahn disclaims beneficial ownership of
the Depositary Units for all other purposes.
(c) The following table sets forth all transactions with respect to Depositary
Units effected by any of the Reporting Persons during the past sixty (60) days.
Depositary
Name Date Units Acquired Price
- ---- ---- -------------- -----
Arnos Sub January 15, 2010 (1) 2,622,745 (1)
Barberry January 15, 2010 (2) 581,557 (2)
Barberry January 15, 2010 (1) 292,950 (1)
Caboose January 15, 2010 (2) 2,106,228 (2)
Modal January 15, 2010 (2) 428,752 (2)
__________________________
(1) Depositary Units issued pursuant to the Viskase Agreement. See Item 4.
(2) Depositary Units issued pursuant to the ARI Agreement. See Item 4.
Item 6. Contracts, Arrangements, Understandings or Relationship with Respect to
Securities of the Issuer
Item 6 of the Initial 13D is hereby amended by the addition of the following:
The information set forth above in Item 4 is incorporated herein by
reference.
Item 7. Material to be Filed as Exhibits
1. Contribution and Exchange Agreement dated as of January 12, 2009, by and
among the Issuer, Barberry, Beckton Corp., Koala Holding Limited
Partnership, High River Limited Partnership and Meadow Walk Limited
Partnership (incorporated herein by reference to Exhibit 10.3 to the
Current Report on Form 8-K filed with the SEC by the Issuer on January 15,
2010)
2. Contribution and Exchange Agreement dated as of January 12, 2009, by and
among the Issuer, Barberry, Caboose, Modal and Beckton Corp. (incorporated
herein by reference to Exhibit 10.2 to the Current Report on Form 8-K filed
with the SEC by the Issuer on January 15, 2010)
SIGNATURES
After reasonable inquiry and to the best of the knowledge and belief of each of
the undersigned, each of the undersigned certifies that the information set
forth in this statement on Schedule 13D concerning the depositary units
representing limited partner interests in Icahn Enterprises L.P., a Delaware
limited partnership, is true, complete and correct.
Dated: January 15, 2010
ACF INDUSTRIES HOLDING CORP.
By: /s/ Keith Cozza
---------------
Name: Keith Cozza
Title: Vice President
ARNOS CORP.
By: /s/Keith Cozza
--------------
Name: Keith Cozza
Title: Authorized Signatory
ARNOS SUB CORP.
By: /s/Keith Cozza
--------------
Name: Keith Cozza
Title: Authorized President
BARBERRY CORP.
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
BUFFALO INVESTORS CORP.
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: President and Treasurer
CABOOSE HOLDING LLC
By: /s/Keith Cozza
--------------
Name: Keith Cozza
Title: Treasurer
CCI MANAGER LLC
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
CCI OFFSHORE LLC
By: Odysseus Holding Corp., its sole member
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
CCI ONSHORE LLC
By: High Coast Limited Partnership, its sole member
By: Little Meadow Corp., its general partner
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
GASCON PARTNERS
By: Little Meadow Corp.
Its: Managing General Partner
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
HIGH COAST LIMITED PARTNERSHIP
By: Little Meadow Corp.
Its: General Partner
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
HIGHCREST INVESTORS CORP.
By: /s/ Keith Cozza
---------------
Name: Keith Cozza
Title: Vice President
ICAHN MANAGEMENT LP
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
LITTLE MEADOW CORP.
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
MODAL LLC
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Vice President
ODYSSEUS HOLDING CORP.
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
STARFIRE HOLDING CORPORATION
By: /s/ Keith Cozza
---------------
Name: Keith Cozza
Title: Authorized Signatory
THORNWOOD ASSOCIATES LIMITED PARTNERSHIP
By: Barberry Corp., its general partner
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: Authorized Signatory
UNICORN ASSOCIATES CORPORATION
By: /s/ Edward E. Mattner
---------------------
Name: Edward E. Mattner
Title: President and Treasurer
/s/ Carl C. Icahn
- -----------------
CARL C. ICAHN
[Signature Page for Amendment No. 30 to Icahn Enterprises Schedule 13D re
January 15, 2010 contribution of ARI & Viskase shares to Icahn Enterprises]
SCHEDULE A
DIRECTORS AND EXECUTIVE OFFICERS OF THE ADDITIONAL REPORTING PERSONS
The following sets forth the name, position, and principal occupation of
each director and executive officer of each of the additional Reporting Persons.
Each such person is a citizen of the United States of America. Except as
otherwise indicated, the business address of each director and officer is c/o
Icahn Associates Corp., 767 Fifth Avenue, 47th Floor, New York, New York 10153.
To the best of the Reporting Persons' knowledge, except as set forth in this
statement on Schedule 13D, none of the directors or executive officers of the
additional Reporting Persons own any Shares.
ARNOS SUB CORP.
Name Position
- ---- --------
Keith Cozza Director; President; Treasurer; Secretary
Jordan Bleznick Vice President/Taxes
ARNOS CORP.
Name Position
- ---- --------
Carl C. Icahn Director; President
Gail Golden Vice President; Secretary
Edward E. Mattner Vice President
Keith Cozza Authorized Signatory
CABOOSE HOLDING LLC
Name Position
- ---- --------
Barberry Corp. Managing Member
Vincent J. Intrieri Chairman
Edward E. Mattner President
Keith Cozza Treasurer
MODAL LLC
Name Position
- ---- --------
Carl C. Icahn Sole Member; President
Brett Icahn Vice President
Edward E. Mattner Vice President